國泰全球投資管理有限公司（「國泰全球」）是受香港證券及期貨事務監察委員會（「香港證監會」）根據《證券及期貨條例》（第571章）監管的公司。本網站由國泰全球編制及擁有，包含國泰全球的有關資訊及國泰全球所提供的產品及服務資訊。本網站所載之內容並未經證監會審閱。

本網站所刊資訊僅供參考之用。有關基金資訊亦不擬提供予置身於或居住於在法律上禁止該等資訊使用或發佈之地區的人士使用。就任何不獲授權進行分銷或要約的司法管轄區，本網站所載資料並不構成在該地區的任何分銷、買賣的要約，或促使買賣的要約。在繼續閱讀本文所含資訊前，非香港投資者有責任遵守其相關司法管轄區的所有適用的法律及法規。若閣下繼續瀏覽本網站，則閣下會被視為您確認已經理解並接受了本部分條款的限制。

本網站所刊載的任何內容均不構成對基金的任何份額的投資邀約，也不構成對於任何證券的買賣或進行任何買賣交易的投資建議。在使用本網站所載資料以前，閣下須根據個人狀況，確定任何投資、證券或策略是否合適閣下；如有須要，閣下應諮詢獨立專業意見。

投資涉及風險，基金單位價格可升亦可跌，基金過往業績並不表示將來的回報。基金的價值可能會非常波動，並可能於短時間內大幅下跌，閣下亦可能損失全數投資金額。有關基金的投資經常涉及投資國際市場。除一般投資風險外，國際投資亦會因貨幣價值的不利波動，公認會計原則的差異或其他國家的經濟或政治局勢動蕩而承受損失全部或任何部分資金的風險。投資新興市場亦會增加其他風險，例如市場波動加劇及交投可能淡靜。有關基金可能使用或投資於金融衍生工具。在作出任何投資決定之前，請閣下仔細閱讀基金之銷售說明書和產品資料概要，以了解有關基金之詳情及風險因素。

若有關基金的投資目的是追蹤某一指數，該有關基金並不由相關指數的供應商贊助、認可、發行、售賣或推廣。這些公司亦不會為投資有關基金的適當性做出任何陳述。指數回報僅用於說明目的，不代表實際的基金表現。指數表現回報並無計任何管理費用、交易費用或開支。指數不受管理，而任何人士均無法直接投資於指數。

除本條款另有聲明或經國泰全球書面明示授權外，閣下不得：

以可能對國泰全球伺服器或任何連接至國泰全球伺服器的網絡造成損害或過重負擔的任何方式使用本網站，因所有伺服器的承載力有限且供多人使用；

以任何會對他人對本網站的使用造成幹擾的方式使用本網站；

將「國泰全球」或任何國泰全球商標或其主管人員的姓名或任何上述的變體，包括進元標簽- 一種隱藏的文本元素當中；

未經國泰全球允許，通過鏈接或其他方式，使用任何網絡機器人、網絡爬蟲、智慧代理、其他自動設備，或手動操作以搜索、監控或複製本網站或本網站所載之報告、數據、資訊、內容、軟件、產品服務，或任何載於、產生於或獲得於本網站的其他材料（統稱「材料」），惟通常使用的第三方網絡瀏覽器不經上述允許便可使用；

或者以任何可能造成與國泰全球有聯屬關係、贊助關係或認許關係之印象的方式使用本網站或材料。

本網站所含之版權、商標及類似權益及資訊均為國泰全球及其聯署機構所擁有或註冊。因此，本網站中的任何資訊或內容均不得複製、分發及發佈。

本條款受香港法律管轄，並依照香港法律予以解釋。香港法院擁有非排他的司法管轄權，可以審理和裁決任何可能由本條款引致的或與本條款有關的訴訟、起訴或訴訟程式，以及解決任何可能由本條款引致的或與本條款有關的爭端，依此，您同意服從香港法院的管轄。各方在此放棄在任何時間反對香港法院被任命為審理和裁決一切訴訟以及解決一切爭端的法院之權利，並同意不會提出香港法院並非方便或合適的法院

我們明白客戶及網站訪客對於私隱資訊的重視。以下資料旨在幫助閣下了解關於本網站收集資料的守則。

通過瀏覽本網站，閣下同意本私隱聲明所闡述的守則。若閣下不同意本守則，請停止使用本網站。

國泰全球了解個人資訊對於我們的業務發展及尊重客戶私隱權的重要性。因此，我們致力確保遵守《個人資料(私隱)條例》（「條例」）的規定。國泰全球的每位僱員必須遵守我們對處理個人資訊的隱私承諾。為了進一步加強所有個人資料的保密性和安全性，只有經授權的員工方可獲准訪問公司收集到的個人資訊；且該訪問亦僅限於因業務需要而訪問個人資訊以履行其工作職責的人員。

訂立本私隱聲明的目的旨在確立國泰全球全力執行及遵守保障個人資料私隱原則的政策及實務。並告知閣下在私隱條例下有關我們的責任及閣下的權利。

我們所保存的客戶資料可能包括以下類別：

客戶的姓名及地址、職業、聯絡詳情、出生日期、身份証號碼或護照號碼；

客戶的現時僱主、職位性質、有關入息；

客戶的財務狀況詳情及

我們與客戶在正常業務關係中獲得的資料，如投資選擇、帳戶價值及結餘等。保存個人資料的主要目的。

為客戶提供日常的服務運作；

推廣國泰全球的投資產品或服務；

維持統計數據及用作產品及市場研究資料庫；

在獲得閣下明確的書面同意的前提下，向閣下推廣任何公司/任何除國泰全球以外其他公司的金融及／或投資產品或服務；

遵守有關法律及規則；及其他與任何上述有關的用途

國泰全球對所持有客戶的個人資料會嚴格保密，但有關資料可能轉移予以下的人士（不論在香港特別行政區之內或之外）作為上述所載的任何用途

在業務上向國泰全球提供行政、電訊、電腦、市場推廣、專業服務或其他任何服務的代理、承包商、第三方服務供應商或國泰全球所屬集團旗下的任何成員公司；

根據國泰全球或成員公司所需遵守的法律要求，或按監管機構或其他主管機構要求國泰全球或成員公司需遵守的指引，國泰全球因而有責任要向其披露的任何人士；

任何國泰全球的實際或潛在承讓人或國泰全球所持客戶權益的參與人、附屬參與人或受讓人；

任何已向國泰全球承諾保密責任的人士或法團。

國泰全球無論何時均致力於確保所有收集及處理的個人資料皆準確無誤。為協助我們達致此承諾，如閣下的個人資料已作出更改或發現我們所持有閣下的個人資料並不正確，請盡快與我們聯絡。

閣下向我們提供個人資料並非法定規定。然而，除非我們獲得閣下的必要的個人資料或資訊，否則我們將無法向閣下提供閣下可能需要的服務及產品。

閣下有權 (i)知道我們是否保存有閣下的任何個人資料；(ii)要求我們提供我們所保存的該等資料的副本；及 (iii)要求更正我們所保存的該等資料。如閣下希望查閱及／或更正我們所保存的閣下的個人資料，請致函以下地址。根據私隱條例規定，我們可能會為辦理閣下個人資料記錄的查詢收取合理費用

如閣下不希望個人資料用作直接促銷用途，請致函以下地址以通知我們：

法律及合規主管

國泰全球投資管理有限公司

香港金鐘軒尼詩道28號8樓

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GUOTAI GLOBAL INVESTMENTS LIMITED (“GUOTAI GLOBAL”) is a regulated institution in Hong Kong by the Securities and Futures Commission (“SFC”) pursuant to the Securities and Futures Ordinance (Cap 571). This website is prepared and owned by GUOTAI GLOBAL and contains information about GUOTAI GLOBAL and the services and products offered by GUOTAI GLOBAL. This website has not been reviewed by the SFC.

This information contained in this website is provided for informational purposes only. Funds information is not intended for use by any person located in or residing in any jurisdiction that restrict the use or distribution of such information. Nothing on this website should constitute a distribution, an offer to buy or the solicitation of any offer to buy or sell any securities in any jurisdiction where such a distribution or offer would be illegal. Non-Hong Kong investors are responsible for observing all applicable laws and regulations of their relevant jurisdictions before proceeding to access the information contained herein. By proceeding, you are representing that you have understood and accepted the restrictions set out in this section.

None of the information contained in this website constitute an invitation or solicitation to invest in any shares or units of the Funds, nor does it constitute any investment advice or recommendation to acquire or dispose of any investment or to engage in any transactions. Before acting on any information in this website, you should consider whether any investment, security or strategy is suitable for your particular circumstance and, if necessary, seek independent professional advice.

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Where a Fund's investment objective is to track an index, the Fund is not sponsored, endorsed, issued, sold or promoted by the relevant index provider. None of these companies make any representation regarding the advisability of investing in the Funds. Index returns are for illustrative purposes only and do not represent actual fund performance. Index performance returns do not reflect any management fees, transaction costs or expenses. Indices are unmanaged and one cannot invest directly in an index.

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• Use this website or the Materials in any manner that could create impression of affiliation, sponsorship or endorsement by GUOTAI GLOBAL.

All information contained in this website is published to the best of the knowledge and belief of GUOTAI GLOBAL to be accurate at the time it was posted. However, no representation or warranty, expressed or implied is made by GUOTAI GLOBAL as to its accuracy or completeness of the information or data provided in this website. GUOTAI GLOBAL, its affiliates, directors, officers or employees accept no liability for any errors or omissions relating to information available in this website, and will not be liable for any damages or costs (including but not limited to lost profits, trading losses or damages that result from use or loss of use of this website) arising out of or in any way connected with (i) the use of the information provided in this website and (ii) any interruption or failure in system operation, delay in data transmission, computer virus or line or system failure.

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These Terms shall be governed by, and shall be construed in accordance with, the laws of Hong Kong. The courts of Hong Kong shall have non-exclusive jurisdiction to hear and determine any suit, action or proceeding, and to settle any disputes, which may arise out of or in connection with these Terms and, for such purposes, you agree to submit to the jurisdiction of the courts of Hong Kong. Each party hereby waives any objection which it might at any time have to the courts of Hong Kong being nominated as the forum to hear and determine any proceedings and to settle any disputes and agrees not to claim that the courts of Hong Kong are not a convenient or appropriate forum.

We understand that our customers and website visitors are concerned about the privacy of information. The following information is designed to help you understand the information collection practices at this Website.

By visiting this Website, you are accepting the practices described in this Privacy Policy. If you do not agree to the below policy, please do not use this Website.

GUOTAI GLOBAL recognizes the importance of personal data to our business and the importance of respecting the privacy rights of our clients. Therefore, we are committed to ensuring compliance with the requirements of the Personal Data (Privacy) Ordinance (the "Ordinance"). Each employee of GUOTAI GLOBAL must abide by our commitment to privacy in the handling of personal information. To further enhance confidentiality and security of all personal data, only authorized staff will be allowed to have access to the personal information collected. It is restricted to those persons who have a business need to access personal information in order to perform their job duties.

The purpose of this Statement is to establish the policies and practices of GUOTAI GLOBAL's commitment to protect the privacy of personal data and to inform you about our responsibilities and your rights under the Ordinance

Personal data held by us regarding clients may include the following:-

• Name and address, occupation, contact details, date of birth, their identity card or passport numbers;

• Current employer, nature of position, relevant income of clients;

• Details of financial status of clients; and

• Information obtained by us in the ordinary course of the business relationship such as, investment options, account values and balances etc.

Main Purposes of keeping Personal Data

The purposes for which personal data relating to clients may be used are as follows:-

• Facilitate the daily operations of the services provided to the clients;

• Marketing investment products or services provided by GUOTAI GLOBAL (HK);

• Maintaining statistical data and providing a database for product and market research;

• Marketing financial and/or investment products or services by any company/companies other than GUOTAI GLOBAL, subject to client's express prior written consent;

• Compliance with applicable laws and regulations; and

• Any other purposes relating or incidental thereto.

• Personal data held by GUOTAI GLOBAL relating to clients will be kept confidential but may be transferred to the following parties (whether within or outside the Hong Kong Special Administrative Region) for any of the purposes stated above:-

• Any agent, contractor, third party service provider or any member company of GUOTAI GLOBAL which provides administrative, telecommunications, computer, marketing, professional or other services to GUOTAI GLOBAL in connection with its business operations;

• Any person to whom GUOTAI GLOBAL is under an obligation to make disclosure under the requirements of any law binding on GUOTAI GLOBAL or any of its member companies or under and for the purposes of any guidelines issued by regulatory or other authorities with which GUOTAI GLOBAL or its member companies are expected to comply;

• Any actual or proposed assignee of GUOTAI GLOBAL or participant or sub-participant or transferee of GUOTAI GLOBAL's rights in respect of the client; and

• Any persons or bodies corporate under a duty of confidentiality to GUOTAI GLOBAL.

GUOTAI GLOBAL strive at all times to ensure accuracy of all personal data collected and processed by us. In order to assist us to deliver on this pledge, please inform us immediately in the event that your personal information has been changed or you discovered that your personal information held by us is incorrect.

It is not a statutory requirement for you to provide personal data to us. However, we will not be able to provide you with the services and products you may require unless you provide us with the necessary personal data or information.

You have a right (i) to be informed whether we hold any of your personal data; (ii) to be supplied with a copy of your personal data we hold; and (iii) to request correction of your personal data we hold. If you wish to access to and/or to correct any of your personal data held by us, please send your written request to the address set out below. We may, subject to the Ordinance, impose a reasonable fee for complying with a data access request.

If you do not wish your personal data to be used for direct marketing purposes, you may notify us in writing to the following address:-

Head of Legal & Compliance

GUOTAI GLOBAL INVESTMENTS LIMITED

8/F, HENNESSY ROAD,

ADMIRALTY

HONG KONG